Choose from a broad range of investment programs
Your clients each have different goals, risk tolerances and time horizons. And you have an investment philosophy and preferred business model that makes you unique, too. Which is why having the widest possible variety of account types and investment tools gives you the greatest flexibility in how you provide service.
As our client, you gain access to a broad range of investment programs and tools to help your clients do just about anything … from managing their cash to building a diversified portfolio.
Unbundled fee-based services – As you and your staff manage your clients’ accounts, you can take advantage of fee-based block trading, client billing and performance reporting tools in an a la carte manner.
Cash management solutions – Through our Investment Access® account, you can offer your clients a VISA® Gold debit card and personal checks to make cash management easier. Automated Clearing House (ACH) capabilities, dividend reinvestment services, online bill pay and year-end summary report are also included, to help further simplify your clients’ lives. Combining comprehensive cash management and investment services in one convenient account may be the carrot your most important clients need to shift more assets to your firm to manage.
Retirement accounts – You have access to a comprehensive suite of products to help clients of all kinds prepare for and fund their retirement years.
- Individual Retirement Accounts (IRAs)
- Roth IRAs
- SIMPLE IRAs
- Simplified Employee Pension Plans (SEP)
- 403(b) Tax-sheltered Custodial Accounts (TSCA) — Mutual funds investments only
- Profit Sharing Plans (PSP)
Mutual funds – To help your clients build a solid mutual fund portfolio, we offer comprehensive research, a no-transaction fee program, efficient processing and consolidated statements.
Investment security – RBC Capital Markets, LLC is a member of the Securities Investor Protection Corporation (SIPC), which protects your clients’ accounts up to $500,000 each (limited to $250,000 cash).
RBC Capital Markets, LLC also has a policy from Lloyd's of London that covers additional asset protection up to $99.5 million per SIPC qualified account (of which $900,000 may be in cash), subject to a total maximum aggregate of $400 million for RBC Capital Markets, LLC.
Customer’s assets are protected by the Securities Investor Protection Corporation (SIPC). SIPC protection currently covers up to $500,000 per account (of which $250,000 may be cash). RBC Capital Markets, LLC has purchased an additional policy which provides up to an additional $99.5 million per SIPC qualified account (of which $900,000 may be cash) subject to a total maximum aggregate of $400 million for RBC Capital Markets, LLC. Neither SIPC protection, nor protection in excess of that provided by SIPC, covers a decline in the value of customer’s assets due to market loss. Additional information available upon request or at http://www.sipc.org/