Best-in-class resources

Deliver comprehensive custodial and wealth management solutions

We understand your goals to grow and preserve the wealth of your clients while simultaneously staying on top of the various nuances of running your business. Whether you are an existing RIA, or looking to go independent, we have the solutions to meet all of your needs.

Advisor Consulting Solutions

Advisor Consulting Solutions is committed to being your strategic partner in the pursuit of independence. Our team approach provides you with direct access to industry experts who will guide you through all facets of transitioning your business. From legal filings and registration, to client onboarding and technology offerings, we have you covered.


Transition services

We are committed to making your transfer as “seamless” as possible. We work with you to develop a detailed transition plan that will help guide you through the process as well as provide comprehensive training on our systems and tools.

Investment solutions

  • Turnkey asset management program and third party separately managed account platform
  • Diversified investments including equities, fixed income, NTF mutual funds and ETFs
  • Credit and lending capabilities
  • Retirement planning – use tools to identify risks and opportunities affecting clients’ retirement readiness

Financial advisor solutions

  • BLACK, the integrated technology platform – features customer relationship management, risk management, content management, financial planning, account aggregation and trading and rebalancing
  • Financial advisor workstation provides account management and trading interface featuring block trading and rebalancing from secure browser based front end system
  • Client marketing and education – deliver current and concise FINRA-reviewed materials via Broadridge Advisor Solutions™
  • Third party resources for financial planning, data aggregation, portfolio analytics, integrated portfolio, practice management, reporting, and billing. Preferred pricing available in many cases

Client recordkeeping, reporting and supervision

  • Electronic storage of client documents, including statements, confirms, account opening documents and disbursement requests
  • Client online account website – secure access to updated account information, company profiles, market data and calculators
  • Client and performance reporting – 30 reports with more than 150 tailored benchmark options