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Starting a New RIA
 

Do you need help starting your own RIA firm?

Going independent may be the most challenging - and potentially rewarding - endeavor you ever choose to embark upon as an investment professional. If you want professional assistance, we can simplify the experience for you. Designed to ease some of the burden from your shoulders, the RBC Advisor Services Action Plan * (RBC ASAP) can help make the complex process of starting your own Registered Investment Advisor firm more manageable.

We don't simply offer you a checklist and let you figure out the rest. We are prepared to help you with all the important logistical details through our valued partner network - from discreet SEC registration to business implementation. And every step in between.

  • Discreet RIA business incorporation
  • SEC registration and compliance solutions
  • Real estate location services
  • Custom marketing and stationery materials package
  • HR benefits and payroll solutions
  • Comprehensive technology suite
  • Expedited conversion and transition support

We are the only custodian to provide this type of full-service, turnkey program to help you and your clients streamline the experience associated with the transition of operating your business as an SEC registered RIA firm.

*Available for practices transitioning a minimum of $100 million in assets to RBC Advisor Services.

Prosper with us.
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